Licensing support includes
Authorised Dealer with Limited Authority (ADLA)
TPPP Registrations
System Operator Authorisation
FAIS & FSP Licensing
ODP Licence Applications
Mutual Banking Licence Application
Licence Extensions & Amendments
Regulatory Readiness Reviews
Not sure which authorisation applies to your business?
Hertz Consulting can assess your business model and help identify the regulatory requirements relevant to your activities.
Application support and documentation
Regulatory licence application
Business plan
Corporate governance framework
Business risk assessment
Policies, procedures and processes
Systems and operational documentation
Support throughout the application process
1
Assess
We review your business model, proposed activities and structure to understand the regulatory requirements that may apply.
2
Prepare
We assist with the application and supporting regulatory documentation, which may include business plans, governance frameworks, RMCPs, policies, procedures and other required documentation.
3
Submit
We assist with finalising the application and preparing it for submission to the relevant regulatory authority.
4
Support
We provide support through regulatory queries, requests for additional information and other requirements arising during the application process.
What happens after the licence?
Obtaining a licence or regulatory authorisation is an important milestone, but it's often just the beginning. As your business grows, ongoing compliance, governance and regulatory obligations become essential.