End-to-End Regulatory Licensing & Compliance Services

Regulatory License Applications

ODP license applications
ADLA license applications
- FSD - ADLA Category I–IV license applications
- BOPCUS reporting
- Exchange Control Advisory and ADLA licensing
Financial Service Provider license applications
AD license applications
NCR license applications
CAsp license applications
VCC license applications
- FSCA
- SARS
TPPP and SO license applications
- Assisting FINTECH companies, merchants, system operators (payment gateways), banks and third-party payment providers (TPPP/aggregators/payment facilitators) with an end-to-end process and navigate your company in this complexed emerging sector.
FICA Compliance
- GoAML registration
- FICA training (All levels)
Central Counterparty Licensing in South Africa
Training: Foreign Exchange

Documentation

The professional team will assist you with and end-to-end license application process, by guiding and drawing up the required and supplementary documentation that is required by the various regulators to accompany the license application i.e.:

Application
Business Plan
Corporate Governance Framework
RMCP
Variety of Policies, Procedures and Processes
Systems (refer point below under Forex)
and more

Ongoing Compliance Support

Post-licensing regulatory reviews and updates based on new directives and guidance notes
Construct a suitable Independent Audit and Risk Committee
Construct a suitable Board composition and provide your company with Non-Executive Directors
B-BBEE
- Advisory
- Structuring
Guidance on regulatory license requirements and strategic advice to ensure ongoing compliance with all applicable regulatory obligations

Outsourced Compliance Function

We provide you with a customized outsourced team that will suite your business requirement to the satisfaction of the Regulatory bodies i.e.:

Compliance
Risk
MLRO
MLCO
Exchange Control Officer
BOPCUS reporting officer

Foreign Exchange & Global Trade solutions

We can assist your company when dealing in foreign exchange, with an intermediary service company (Authorised FSP) offering Foreign Exchange & Global Trade solutions to Importers, Exporters and Investors in South Africa.

General

In general, we also assist your company in matters pertaining to banking law, regulatory and conduct risk and the new changes within the Payment Industry in South Africa.